RICHARD A. NUNN
Chief Compliance Officer 


Dick joined Capstone Asset Management Company in 2004 after providing financial and compliance consulting services to Capstone since 2002. Dick oversees the compliance, and corporate financial functions of the Capstone companies. Dick began his career with Ernst & Young in 1968 before leaving in 1981 to become Vice President and Treasurer of Criterion Group, Inc. He subsequently was a trust operations officer at Texas Commerce Bank.

KIMBERLY  WALLIS
Assistant Vice President – Compliance


Kimberly is responsible for overseeing and implementing Capstone’s Compliance Program. Her duties include developing, implementing and monitoring internal policies and procedures to comply with professional rules and regulations, regulatory authorities and with the statutory state and federal laws.

CARLA  D.  HOMER
Treasurer


Carla joined Capstone in 1998 and serves as Treasurer with responsibility for corporate accounting and systems.  Prior to joining Capstone, Carla’s experience included mutual fund accounting and reporting for Transamerica and American Capital and governmental accounting for the University of Texas.

LYNNETTE  M.  BROSS
Vice President - Investment Administration


Lynnette is a Vice President in Investment Administration. In her role, she oversees the operations, accounting,   billing and analysis team. She joined Capstone in 1988 as an Account Administrator in the Transfer Agency Department. Her experience includes equity trading and corporate accounting.